Compliance
| Name of Investment Advisor | Anand Gupta |
| Type of Registration | Individual |
| Registration Number | INA200001611 |
| Validity | Perpetual |
| Address | #201 Rajyalaxmi Residency, Kanajiguda, Tirumalagiri, Hyderabad 500015 |
| Contact | +91 888 555 8383, anand@guidedinvesting.in |
| Principal Officer | Anand Gupta, +91 888 555 8383, anand@guidedinvesting.in |
| SEBI Regional Office | Indira Chambers, 8-2-622/5/A/1, Road # 10, Banjara Hills, Hyderabad 500034 |
ANNUAL COMPLIANCE AUDIT STATUS
Disclosure with respect to compliance with Annual compliance audit requirement under Regulation 19(3) of SEBI (Investment Advisers) Regulations, 2013 for previous and current financial year are as under
| S. No. | Financial Year | Compliance Audit Status | Remarks, if any |
| 1 | FY 2020-21 | Conducted | Anand Gupta is seen to be in compliance for the financial year 2020-21 with respect to all major regulations under SEBI (Investment Advisers) Regulations, 2013. |
| 2 | FY 2021-22 | Conducted | Anand Gupta is seen to be in compliance for the financial year 2021-22 with respect to all major regulations under SEBI (Investment Advisers) Regulations, 2013. |
| 3 | FY 2022-23 | Conducted | Anand Gupta is seen to be in compliance for the financial year 2022-23 with respect to all major regulations under SEBI (Investment Advisers) Regulations, 2013. |
